| Standard 4
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To Standard 4 Summary
Creating an Organization
Committed to Learning and
Improvement
The institution conducts sustained,
evidence-based, and participatory
discussions about how effectively it is
accomplishing its purposes and achieving
its educational objectives. These
activities inform both institutional
planning and systematic evaluations of
educational effectiveness. The results of
institutional inquiry, research, and data
collection are used to establish priorities
at different levels of the institution,and
to revise institutional purposes,
structures, and approaches to teaching,
learning, and scholarly work.
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Strategic
Thinking and Planning
Criteria for Review
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4.1-The institution periodically engages its multiple constituencies in institutional reflection and planning processes which assess its strategic position; articulate priorities; examine the alignment of its purposes, core functions and resources; and define the future direction of the institution. The institution monitors the effectiveness of the implementation of its plans and revises them as appropriate.
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Guidelines
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A clear charge to planning bodies with a regular schedule and the existence of an understandable and coherent plan for assessing the attainment of educational objectives must be developed. Evidence of the ways the results of planning and evaluation are linked to decision-making is demonstrable.
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4.2-Planning processes at the institution define and, to the extent possible, align academic, personnel, fiscal, physical, and technological needs with the strategic objectives and priorities of the institution.
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4.3-Planning processes are informed by appropriately defined and analyzed quantitative and qualitative data, and include consideration of evidence of educational effectiveness, including student learning.
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Questions for Institutional Engagement
- How effectively does planning and
evaluation occur within the institution at
multiple levels and across units? To what
extent do planning efforts lead to
priorities and clear institutional
implementation activities?
- How well do planning, evaluation, and
institutional research activities fit
together, and to what extent are they
aligned with the institution's purposes and
character?
- How does the institution ensure that the
information it collects and maintains about
itself is current, accurate, and of the
right kinds? How effectively does it assess
its capacity to analyze this information
and use the results of such assessments for
improvements?
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Commitment to
Learning and Improvement
Criteria for Review
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4.4-The institution employs a deliberate set of quality assurance processes at each level of institutional functioning, including new curriculum and program approval processes, periodic program review, ongoing evaluation, and data collection. These processes involve assessments of effectiveness, track results over time, and use the results of these assessments to revise and improve structures and processes, curricula, and pedagogy.
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4.5-Institutional research addresses strategic data needs, is disseminated in a timely manner, and is incorporated in institutional review and decision-making processes. Included among the priorities of the institutional research function is the identification of indicators and the collection of appropriate data to support the assessment of student learning consistent with the institution's purposes and educational objectives. Periodic reviews of institutional research and data collection are conducted to develop more effective indicators of performance and to assure the suitability and usefulness of data.
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Guidelines
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The institution exhibits existence of clear institutional research capacities with appropriate reporting lines and support appropriate to the institutions size and scope. Institutional research or equivalent databases are developed that are sufficient to meet all external reporting needs (e.g.IPEDS), and there are appropriate ways to access or disseminate this information through publications, reports, or widely-accessible databases.
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4.6-Leadership at all levels is committed to improvement based on the results of the processes of inquiry, evaluation and assessment used throughout the institution. The faculty take responsibility for evaluating the effectiveness of the teaching and learning process and use the results for improvement. Assessments of the campus environment in support of academic and co-curricular objectives are also undertaken and used, and are incorporated into institutional planning.
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Guidelines
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The institution has clear, well established policies and practices for gathering and analyzing information that leads to a culture of evidence and improvement.
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4.7-The institution, with significant faculty involvement, engages in ongoing inquiry into the processes of teaching and learning, as well as into the conditions and practices that promote the kinds and levels of learning intended by the institution. The outcomes of such inquiries are applied to the design of curricula, the design and practice of pedagogy, and to the improvement of evaluation means and methodology.
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4.8-Appropriate stakeholders, including alumni, employers, practitioners, and others defined by the institution, are involved in the assessment of the effectiveness of educational programs.
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Questions for Institutional
Engagement
- How are stakeholders involved in the
assessment of the effectiveness of
educational programs? How is their feedback
disseminated and used to inform
improvement?
- In what ways does the institution review
the effectiveness of its quality assurance
processes to assure its alignment with
institutional priorities and educational
objectives?
- To what extent does the institution explore
assumptions that shape the design and
organization of its educational objectives
and programs, and generate new approaches
to teaching and learning?
- In what ways does the institution identify
effective approaches to assessing teaching
and learning within the institution and at
other institutions. How does it
incorporate these practices to increase the
institutional capacity to engage issues of
educational effectiveness?
- To what extent does the institution have a
collective vision of educational attainment
that is clearly stated and widely
understood?
- In what ways does the institution reinforce
a culture of evidence throughout the
organization?
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Modified:
7/22/2002
Comments: e-mail pallidio@ucdavis.edu
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