| Standard 3
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To Standard 3 Summary
Developing and Applying
Resources and Organizational Structures to
Ensure Sustainability
The
institution sustains its operations and
supports the achievement of its educational
objectives through its investment in human,
physical, fiscal, and information resources
and through an appropriate and effective
set of organizational and decision-making
structures. These key resources and
organizational structures promote the
achievement of institutional purposes and
educational objectives and create a high
quality environment for
learning.
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Faculty and
Staff
Criteria for
Review
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3.1-The institution employs personnel sufficient in number and professional qualifications to maintain its operations and to support its academic programs, consistent with its institutional and educational objectives.
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3.2-The institution demonstrates that it employs a faculty with substantial and continuing commitment to the institution sufficient in number, professional qualifications, and diversity to achieve its educational objectives, to establish and oversee academic policies, and to ensure the integrity and continuity of its academic programs wherever and however delivered.
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Guidelines
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The institution has an instructional staffing plan that includes a sufficient number of full-time faculty with appropriate backgrounds by discipline and degree levels.
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3.3-Faculty and staff recruitment, workload, incentive, and evaluation practices are aligned with institutional purposes and educational objectives. Evaluation processes are systematic, include appropriate peer review, and, for instructional faculty and other teaching staff, involve consideration of evidence of teaching effectiveness, including student evaluations of instruction.
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3.4-The institution maintains appropriate and sufficiently supported faculty development activities designed to improve teaching and learning consistent with its educational objectives and institutional purposes.
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Questions for Institutional Engagement
- How effectively do the
institution workload policies and practices
balance appropriate expectations for
faculty scholarship and creative activity,
teaching assignments, and other uses of
faculty time?
- In what ways does the
institution ensure that part-time faculty
are oriented, supported, and integrated
appropriately into the academic life of the
institution?
- How does the institution
ensure that it recruits, supports, and
continues to develop its nonacademic staff
in a manner that encourages their
effectiveness and actively furthers
institutional purposes?
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Fiscal,
Physical, and Information
Resources
Criteria for Review
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3.5-Fiscal and physical resources are effectively aligned with institutional purposes and educational objectives, and are sufficiently developed to support and maintain the level and kind of educational programs offered both now and for the foreseeable future.
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Guidelines
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The institution has a history of financial stability, appropriate independent audits, and realistic plans to eliminate any accumulated deficits and to build sufficient reserves to support long-term viability.
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3.6-The institution holds, or provides access to, information resources sufficient in scope, quality, currency, and kind to support its academic offerings and the scholarship of its members. For on-campus students and students enrolled at a distance, physical and information resources, services, and information technology facilities are sufficient in scope and kind to support and maintain the level and kind of education offered. These resources, services and facilities are consistent with the institution's purposes, and are appropriate, sufficient, and sustainable.
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3.7-The institution's information technology resources are sufficiently coordinated and supported to fulfill its educational purposes and to provide key academic and administrative functions.
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Questions for Institutional
Engagement
- How effectively does the
institution demonstrate that it is able to
maintain fiscal and physical equilibrium
through its array of fiscal policies and
strategies and through the regular
appraisal and renewal of its physical
assets? In what ways does an institution
align its fiscal, physical, and human
resources to fulfill its mission,
priorities, and educational
objectives?
- How does the institution
ensure that its learning environment and
any associated physical facilities are safe
and accessible?
- How does the institution
assess the continuing adequacy of its
fiscal, physical, and information resources
and plan for the future to ensure that they
are appropriately renewed and (if
necessary)altered in size and
character?
- In what ways does the
institution engage its faculty and other
members of its community in the process of
determining and deploying its fiscal,
physical, and information assets?
- How does the institution
ensure that its members develop the
critical information literacy skills needed
to locate,evaluate,and responsibly use
information? How does it utilize the
special skills of information professionals
to support teaching, learning, and
information technology planning?
- To what extent do the
institution resources, services, and
information technology respond to faculty
needs with respect to scholarly activity
and curricular development?
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Organizational Structures and Decision Making
Processes
Criteria for Review
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3.8-The institution's organizational structures and decision-making processes are clear, consistent with its purposes, and sufficient to support effective decision making.
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Guidelines
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The institution has an organization chart that clearly depicts positions, associated responsibilities, and lines of authority.
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3.9-The institution has an independent governing board or similar authority that, consistent with its legal and fiduciary authority, exercises appropriate oversight over institutional integrity, policies, and ongoing operations, including hiring and evaluating the chief executive officer.
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3.10-The institution has a chief executive whose full-time responsibility is to the institution, together with a cadre of administrators qualified and able to provide effective educational leadership and management at all levels.
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3.11-The institution's faculty exercises effective academic leadership and acts consistently to ensure both academic quality and the appropriate maintenance of the institution's educational purposes and character.
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Questions for Institutional
Engagement
- In what ways does the
institution ensure that its organizational
structures and decision processes remain
appropriately aligned with its size,
complexity, character, institutional
purposes, and service to students?
- How does the institution
ensure that its established organizational
structures and decision-making processes
are being followed and respected? How does
it evaluate the effectiveness of these
processes and ensure that the resulting
information is used to improve them?
- How does the institution
assure continuity of leadership through its
processes for selecting and evaluating its
chief executive and other top
administrators? How does it ensure that
its leadership remains credible and
communicates effectively with members of
the institution community?
- How does the institution
encourage and support the active exercise
of leadership and responsibility at all
levels including supporting faculty to
discharge their distinctive leadership
roles?
- How does the institution
interpret and put into practice shared
governance through appropriate faculty
participation in planning and
decision-making in pursuit of the
institution purpose and character?
- How does the institution
define the role of students in campus
decision-making and how is that role
exercised?
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Modified:
7/22/2002
Comments: e-mail pallidio@ucdavis.edu
or
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